关于美股IPO上市股票禁售期的相关问题_老虎社区_美港股上老虎 - 老虎社区

点赞
9
收藏

关于美股IPO上市股票禁售期的相关问题

Fany
2017-11-24

禁售期又叫锁定期（lock-up period），通常为180天（6个月），有时可持续至少120天或365天（一年）。

需要注意的是，美国法律和SEC监管法规是没有禁售期的条文的，禁售期的约定是在pre-IPO 时期，由公司与早期投资者、员工签订协议，后期投行也会要求签署新的合同来确认这样的禁售协议。

这与A股“自公司股票在证券交易所上市交易之日起一年内不得转让”的禁售法律规定不同，美股属市场化行为。

$(.DJI)$ $(.IXIC)$ $(.INX)$

免责声明：上述内容仅代表发帖人个人观点，不构成本平台的任何投资建议。

点赞

举报

评论（9）

推荐
最新

哦我化繁为简
·2018-06-20
那请问sec 144号规则是怎么回事？
回复
点赞
举报
收起
- Fany:
  https://www.sec.gov/reportspubs/investor-publications/investorpubsrule144htm.html
  2018-06-20
  回复
  举报
pxczy
·2017-11-30
在哪可以查到解禁时间呢财报里好像都没
回复
点赞
举报
收起
- Fany:
  去查招股书。
  2017-11-30
  回复
  举报
con
·2017-11-24
套路哥，我的偶像！
回复
1
举报
收起
- 凛冬将至回复con:
  金条哥也是我的偶像！
  2017-11-25
  回复
  举报
- con回复凛冬将至:
  翻倍哥也是我的偶像！
  2017-11-25
  回复
  举报
- 凛冬将至:
  +1
  2017-11-25
  回复
  举报
喵大人
·2017-11-30
金条哥套路哥翻倍哥你们都是我的呕像！耶！
回复
1
举报

热议股票

{"i18n":{"language":"zh_CN"},"data":{"magic":2,"id":120828,"tweetId":"120828","gmtCreate":1511520320961,"gmtModify":1704884462460,"author":{"id":10538173771684,"idStr":"10538173771684","authorId":10538173771684,"authorIdStr":"10538173771684","name":"Fany","avatar":"https://static.tigerbbs.com/c7763b812b02c905082d9ee5be453dfc","vip":1,"userType":1,"introduction":"","boolIsFan":false,"boolIsHead":false,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[],"fanSize":9336,"starInvestorFlag":false},"themes":[],"images":[],"coverImages":[],"title":"关于美股IPO上市股票禁售期的相关问题","extraTitle":"","html":"<html><head></head><body><p><strong>禁售期又叫锁定期（lock-up period）</strong>，通常为180天（6个月），有时可持续至少120天或365天（一年）。</p> <p>需要注意的是，美国法律和SEC监管法规是没有禁售期的条文的，禁售期的约定是在pre-IPO 时期，由公司与早期投资者、员工签订协议，后期投行也会要求签署新的合同来确认这样的禁售协议。</p> <p>这与A股“自公司股票在证券交易所上市交易之日起一年内不得转让”的禁售法律规定不同，美股属市场化行为。</p> <p>$(.DJI)$ $(.IXIC)$ $(.INX)$</p></body></html>","htmlText":"<html><head></head><body><p><strong>禁售期又叫锁定期（lock-up period）</strong>，通常为180天（6个月），有时可持续至少120天或365天（一年）。</p> <p>需要注意的是，美国法律和SEC监管法规是没有禁售期的条文的，禁售期的约定是在pre-IPO 时期，由公司与早期投资者、员工签订协议，后期投行也会要求签署新的合同来确认这样的禁售协议。</p> <p>这与A股“自公司股票在证券交易所上市交易之日起一年内不得转让”的禁售法律规定不同，美股属市场化行为。</p> <p>$(.DJI)$ $(.IXIC)$ $(.INX)$</p></body></html>","text":"禁售期又叫锁定期（lock-up period），通常为180天（6个月），有时可持续至少120天或365天（一年）。 需要注意的是，美国法律和SEC监管法规是没有禁售期的条文的，禁售期的约定是在pre-IPO 时期，由公司与早期投资者、员工签订协议，后期投行也会要求签署新的合同来确认这样的禁售协议。 这与A股“自公司股票在证券交易所上市交易之日起一年内不得转让”的禁售法律规定不同，美股属市场化行为。 $(.DJI)$ $(.IXIC)$ $(.INX)$","highlighted":1,"essential":1,"paper":2,"likeSize":0,"commentSize":9,"repostSize":0,"favoriteSize":0,"link":"https://laohu8.com/post/120828","repostId":0,"isVote":1,"tweetType":1,"viewCount":44654,"commentLimit":10,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"symbols":[".IXIC",".DJI",".INX"],"verified":2,"subType":0,"readableState":1,"langContent":"CN","currentLanguage":"CN","warmUpFlag":false,"orderFlag":false,"shareable":true,"causeOfNotShareable":"","featuresForAnalytics":[],"commentAndTweetFlag":false,"andRepostAutoSelectedFlag":false,"upFlag":false,"length":368,"xxTargetLangEnum":"ZH_CN"},"commentList":[{"id":807156,"commentId":"807156","gmtCreate":1529479246356,"gmtModify":1529479246356,"authorId":3492573147768285,"author":{"id":3492573147768285,"idStr":"3492573147768285","authorId":3492573147768285,"name":"哦我化繁为简","avatar":"https://static.laohu8.com/default-avatar.jpg","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":0,"supIdStr":"0","prevId":0,"prevIdStr":"0","content":"那请问sec 144号规则是怎么回事？","text":"那请问sec 144号规则是怎么回事？","html":"那请问sec 144号规则是怎么回事？","likeSize":0,"commentSize":1,"subComments":[{"id":807181,"commentId":"807181","gmtCreate":1529480525682,"gmtModify":1529480525682,"authorId":10538173771684,"author":{"id":10538173771684,"idStr":"10538173771684","authorId":10538173771684,"name":"Fany","avatar":"https://static.tigerbbs.com/c7763b812b02c905082d9ee5be453dfc","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":807156,"supIdStr":"807156","prevId":0,"prevIdStr":"0","content":"https://www.sec.gov/reportspubs/investor-publications/investorpubsrule144htm.html","text":"https://www.sec.gov/reportspubs/investor-publications/investorpubsrule144htm.html","html":"https://www.sec.gov/reportspubs/investor-publications/investorpubsrule144htm.html","disclaimerType":0}],"verified":10,"allocateAmount":0,"commentType":"valid","coins":0,"score":0,"disclaimerType":0},{"id":536247,"commentId":"536247","gmtCreate":1511975360576,"gmtModify":1511975360576,"authorId":3450578137237105,"author":{"id":3450578137237105,"idStr":"3450578137237105","authorId":3450578137237105,"name":"pxczy","avatar":"https://static.tigerbbs.com/1dd34bea9547dee53d57a3a91497bd05","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":0,"supIdStr":"0","prevId":0,"prevIdStr":"0","content":"在哪可以查到解禁时间呢 财报里好像都没","text":"在哪可以查到解禁时间呢 财报里好像都没","html":"在哪可以查到解禁时间呢 财报里好像都没","likeSize":0,"commentSize":1,"subComments":[{"id":536414,"commentId":"536414","gmtCreate":1511978305297,"gmtModify":1511978305297,"authorId":10538173771684,"author":{"id":10538173771684,"idStr":"10538173771684","authorId":10538173771684,"name":"Fany","avatar":"https://static.tigerbbs.com/c7763b812b02c905082d9ee5be453dfc","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":536247,"supIdStr":"536247","prevId":0,"prevIdStr":"0","content":"去查招股书。","text":"去查招股书。","html":"去查招股书。","disclaimerType":0}],"verified":10,"allocateAmount":0,"commentType":"valid","coins":0,"score":0,"disclaimerType":0},{"id":524191,"commentId":"524191","gmtCreate":1511525737042,"gmtModify":1511525737042,"authorId":75608003404024,"author":{"id":75608003404024,"idStr":"75608003404024","authorId":75608003404024,"name":"con","avatar":"https://static.laohu8.com/3fd463a69c011efa457e656e9420e305","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":0,"supIdStr":"0","prevId":0,"prevIdStr":"0","content":"套路哥，我的偶像！","text":"套路哥，我的偶像！","html":"套路哥，我的偶像！","likeSize":1,"commentSize":3,"subComments":[{"id":526996,"commentId":"526996","gmtCreate":1511589665810,"gmtModify":1511589665810,"authorId":93756287018851,"author":{"id":93756287018851,"idStr":"93756287018851","authorId":93756287018851,"name":"凛冬将至","avatar":"https://static.laohu8.com/d2a98d2e19873b1e96274cc0762e092a","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":75608003404024,"repliedAuthor":{"id":75608003404024,"idStr":"75608003404024","authorId":75608003404024,"name":"con","avatar":"https://static.laohu8.com/3fd463a69c011efa457e656e9420e305","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"objectId":120828,"objectIdStr":"120828","type":1,"supId":524191,"supIdStr":"524191","prevId":526990,"prevIdStr":"526990","content":"金条哥也是我的偶像！","text":"金条哥也是我的偶像！","html":"金条哥也是我的偶像！","disclaimerType":0},{"id":526990,"commentId":"526990","gmtCreate":1511589049406,"gmtModify":1511589049406,"authorId":75608003404024,"author":{"id":75608003404024,"idStr":"75608003404024","authorId":75608003404024,"name":"con","avatar":"https://static.laohu8.com/3fd463a69c011efa457e656e9420e305","vip":1,"crmLevel":2,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":93756287018851,"repliedAuthor":{"id":93756287018851,"idStr":"93756287018851","authorId":93756287018851,"name":"凛冬将至","avatar":"https://static.laohu8.com/d2a98d2e19873b1e96274cc0762e092a","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"objectId":120828,"objectIdStr":"120828","type":1,"supId":524191,"supIdStr":"524191","prevId":526279,"prevIdStr":"526279","content":"翻倍哥也是我的偶像！","text":"翻倍哥也是我的偶像！","html":"翻倍哥也是我的偶像！","disclaimerType":0},{"id":526279,"commentId":"526279","gmtCreate":1511544185200,"gmtModify":1511544185200,"authorId":93756287018851,"author":{"id":93756287018851,"idStr":"93756287018851","authorId":93756287018851,"name":"凛冬将至","avatar":"https://static.laohu8.com/d2a98d2e19873b1e96274cc0762e092a","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":524191,"supIdStr":"524191","prevId":0,"prevIdStr":"0","content":"+1","text":"+1","html":"+1","disclaimerType":0}],"verified":10,"allocateAmount":0,"commentType":"valid","coins":0,"score":0,"disclaimerType":0},{"id":536872,"commentId":"536872","gmtCreate":1512002229114,"gmtModify":1512002229114,"authorId":3436619681940295,"author":{"id":3436619681940295,"idStr":"3436619681940295","authorId":3436619681940295,"name":"喵大人","avatar":"https://static.tigerbbs.com/be34f6430dbb6e7f28d60c082521ac0f","vip":1,"crmLevel":1,"crmLevelSwitch":0,"individualDisplayBadges":[],"wearingBadges":[]},"repliedAuthorId":0,"objectId":120828,"objectIdStr":"120828","type":1,"supId":0,"supIdStr":"0","prevId":0,"prevIdStr":"0","content":"金条哥套路哥翻倍哥你们都是我的呕像！耶！","text":"金条哥套路哥翻倍哥你们都是我的呕像！耶！","html":"金条哥套路哥翻倍哥你们都是我的呕像！耶！","likeSize":1,"commentSize":0,"subComments":[],"verified":10,"allocateAmount":0,"commentType":"valid","coins":0,"score":0,"disclaimerType":0}],"hasMoreComment":true,"orderType":2}