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2021-05-06

That's the way to go

U.S. SEC chair says reviewing short-selling, swap rules after GameStop, Archegos sagas<blockquote>美国证券交易委员会主席表示，在游戏驿站和Archegos传奇之后，将审查卖空和掉期规则</blockquote>

The U.S. securities regulator is considering measures to require big investors to disclose more abou

U.S. SEC chair says reviewing short-selling, swap rules after GameStop, Archegos sagas<blockquote>美国证券交易委员会主席表示，在游戏驿站和Archegos传奇之后，将审查卖空和掉期规则</blockquote>

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increasing transparency around securities lending, which underpins short-selling; and new reporting rules for the \"total return\" equity swaps that felled Archegos, a family office.<blockquote>詹斯勒表示，美国证券交易委员会工作人员正在研究潜在的措施，包括更多地披露“卖空”，这是对冲基金和其他大型投资者用来押注股票下跌的策略；提高证券借贷的透明度，这是卖空的基础；以及导致家族办公室Archegos倒闭的“总回报”股权互换的新报告规则。</blockquote>In addition, Gensler has asked staff to draft a request for public input into how trading apps entice retail customers using game-like features such as points, rewards, bonuses, and competitions, according to his testimony.<blockquote>此外，根据詹斯勒的证词，他已要求工作人员起草一份请求，征求公众意见，了解交易应用程序如何使用积分、奖励、奖金和竞赛等类似游戏的功能来吸引零售客户。</blockquote>\"We need to ensure investors using apps with these types of features continue to be appropriately protected,\" he will say.<blockquote>“我们需要确保使用具有此类功能的应用程序的投资者继续得到适当的保护，”他将说。</blockquote>Gensler did not elaborate on the timing for any potential regulatory proposals, which typically must go through a lengthy rule-making process including public feedback.<blockquote>詹斯勒没有详细说明任何潜在监管提案的时间，这些提案通常必须经过漫长的规则制定过程，包括公众反馈。</blockquote>Shares of GameStop soared in January after retail investors congregating on Reddit and trading on low-cost brokerage platforms bought shares in the video game retailer, causing big losses for hedge funds that had shorted the stock.<blockquote>游戏驿站股价一月份飙升，此前散户投资者聚集在Reddit上并在低成本经纪平台上进行交易，购买了这家视频游戏零售商的股票，给做空该股的对冲基金造成了巨大损失。</blockquote>That episode was followed in March by the collapse of Archegos, whose soured media stock bets left the fund and banks that financed its trades nursing roughly $10 billion in losses.<blockquote>这一事件之后，Archegos在3月份倒闭，该公司对媒体股票的押注失败，导致该基金和为其交易提供资金的银行遭受了约100亿美元的损失。</blockquote>\"The professional investor community on Wall Street and Reddit rebellion of retail investors at home will be carefully listening to what the SEC chairman has to say about his thinking on how these financial activities are regulated,\" said Dennis Kelleher, chief executive of Washington-based Better Markets.<blockquote>华盛顿首席执行官丹尼斯·凯莱赫(Dennis Kelleher)表示：“华尔街的专业投资者群体和Reddit上国内散户投资者的反叛将仔细倾听美国证券交易委员会主席对如何监管这些金融活动的看法。”更好的市场。</blockquote>As volatility soared in January, retail broker Robinhood curbed buying in GameStop and other stocks because it could not provide the cash its clearinghouse, the Depository Trust &amp; Clearing Corp (DTCC), required to guarantee those trades during the two days it takes them to settle.<blockquote>随着1月份波动性飙升，零售经纪商Robinhood限制了游戏驿站和其他股票的购买，因为它无法提供其清算所Depository Trust&amp;Clearing Corp(DTCC)所需的现金，以在交易结束的两天内为这些交易提供担保。</blockquote>Gensler has directed SEC staff to draft a proposal on expediting the settlement process to reduce system risks, according to his testimony.<blockquote>根据Gensler的证词，他已指示SEC工作人员起草一份关于加快结算流程以降低系统风险的提案。</blockquote>The heads of the DTCC and the Financial Industry Regulatory Authority, which oversees brokers, will testify alongside Gensler.<blockquote>DTCC和负责监管经纪人的金融业监管局的负责人将与Gensler一起作证。</blockquote>Gensler’s promises to Congress spell disruption for Wall Street. The SEC is also cracking down on special purpose acquisition company or“SPAC” mergers, and drafting new climate change risk disclosure rules, issues Gensler is also likely to be grilled on.<blockquote>詹斯勒对国会的承诺意味着华尔街的混乱。SEC还在打击特殊目的收购公司或“SPAC”合并，并起草新的气候变化风险披露规则，Gensler也可能受到盘问。</blockquote>“We wouldn’t be surprised to see members use the opportunity to press their interest for and against climate change regulatory changes, for revisions to family office rules, and more,” said Ty Gellasch, head of Washington-based Healthy Markets.<blockquote>总部位于华盛顿的Healthy Markets主管泰·盖拉施(Ty Gellasch)表示：“如果会员利用这个机会表达他们对气候变化监管变革、修改家族理财室规则等的兴趣，我们不会感到惊讶。”</blockquote>“They could fill seven hearings with Chair Gensler’s to-do list.”<blockquote>“他们可以用詹斯勒主席的待办事项清单填满七场听证会。”</blockquote>","collect":0,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>U.S. SEC chair says reviewing short-selling, swap rules after GameStop, Archegos sagas<blockquote>美国证券交易委员会主席表示，在游戏驿站和Archegos传奇之后，将审查卖空和掉期规则</blockquote></title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; 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}\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nU.S. SEC chair says reviewing short-selling, swap rules after GameStop, Archegos sagas<blockquote>美国证券交易委员会主席表示，在游戏驿站和Archegos传奇之后，将审查卖空和掉期规则</blockquote>\n</h2>\n<h4 class=\"meta\">\n\nReuters2021-05-06 09:57\n\n</h4>\n</header>\n<article>\nThe U.S. securities regulator is considering measures to require big investors to disclose more about short positions, or bets that stocks will fall, use of derivatives to bet on other stock moves and to protect small investors from trading apps that use features common to video games in order to boost risky trading activity.<blockquote>美国证券监管机构正在考虑采取措施，要求大投资者披露更多有关空头头寸或押注股票下跌、使用衍生品押注其他股票走势的信息，并保护小投资者免受使用视频游戏常见功能的交易应用程序的影响。以促进高风险交易活动。</blockquote>The review of rules by the Securities and Exchange Commission (SEC) was prompted by January's GameStop(GME.N)saga and the meltdown of Archegos Capital, its new chair plans to tell lawmakers.<blockquote>美国证券交易委员会(SEC)对规则的审查是由1月份的游戏驿站(GME.N)事件和Archegos Capital的崩溃引发的，其新任主席计划告诉立法者。</blockquote>Gary Gensler, sworn in last month as chair of the top markets watchdog, will testify before the House of Representatives Financial Services Committee on Thursday.<blockquote>上个月宣誓就任顶级市场监管机构主席的加里·詹斯勒(Gary Gensler)将于周四在众议院金融服务委员会作证。</blockquote>Democrats are pressuring him to take a tough stance on Wall Street after Gamestop’s fierce rally in January, fed by bullish posts on Reddit, and the March implosion of New Yorkinvestment fund Archegos.<blockquote>在游戏驿站(Elon Musk)1月份在Reddit上的看涨帖子的推动下大幅上涨以及纽约投资基金Archegos 3月份内爆后，民主党人正在向他施压，要求他对华尔街采取强硬立场。</blockquote>\"Whenever there are major market events, it's a good idea to consider what risks they might have placed on the entire financial system,\" Gensler will tell lawmakers, according to prepared testimony published by the committee on Wednesday.<blockquote>根据委员会周三公布的准备好的证词，詹斯勒将告诉立法者：“每当发生重大市场事件时，最好考虑一下它们可能给整个金融体系带来的风险。”</blockquote>SEC staff are working on potential measures, Gensler will say, including greater disclosure of \"short-selling,\" a strategy hedge funds and other big investors use to bet a stock will fall; increasing transparency around securities lending, which underpins short-selling; and new reporting rules for the \"total return\" equity swaps that felled Archegos, a family office.<blockquote>詹斯勒表示，美国证券交易委员会工作人员正在研究潜在的措施，包括更多地披露“卖空”，这是对冲基金和其他大型投资者用来押注股票下跌的策略；提高证券借贷的透明度，这是卖空的基础；以及导致家族办公室Archegos倒闭的“总回报”股权互换的新报告规则。</blockquote>In addition, Gensler has asked staff to draft a request for public input into how trading apps entice retail customers using game-like features such as points, rewards, bonuses, and competitions, according to his testimony.<blockquote>此外，根据詹斯勒的证词，他已要求工作人员起草一份请求，征求公众意见，了解交易应用程序如何使用积分、奖励、奖金和竞赛等类似游戏的功能来吸引零售客户。</blockquote>\"We need to ensure investors using apps with these types of features continue to be appropriately protected,\" he will say.<blockquote>“我们需要确保使用具有此类功能的应用程序的投资者继续得到适当的保护，”他将说。</blockquote>Gensler did not elaborate on the timing for any potential regulatory proposals, which typically must go through a lengthy rule-making process including public feedback.<blockquote>詹斯勒没有详细说明任何潜在监管提案的时间，这些提案通常必须经过漫长的规则制定过程，包括公众反馈。</blockquote>Shares of GameStop soared in January after retail investors congregating on Reddit and trading on low-cost brokerage platforms bought shares in the video game retailer, causing big losses for hedge funds that had shorted the stock.<blockquote>游戏驿站股价一月份飙升，此前散户投资者聚集在Reddit上并在低成本经纪平台上进行交易，购买了这家视频游戏零售商的股票，给做空该股的对冲基金造成了巨大损失。</blockquote>That episode was followed in March by the collapse of Archegos, whose soured media stock bets left the fund and banks that financed its trades nursing roughly $10 billion in losses.<blockquote>这一事件之后，Archegos在3月份倒闭，该公司对媒体股票的押注失败，导致该基金和为其交易提供资金的银行遭受了约100亿美元的损失。</blockquote>\"The professional investor community on Wall Street and Reddit rebellion of retail investors at home will be carefully listening to what the SEC chairman has to say about his thinking on how these financial activities are regulated,\" said Dennis Kelleher, chief executive of Washington-based Better Markets.<blockquote>华盛顿首席执行官丹尼斯·凯莱赫(Dennis Kelleher)表示：“华尔街的专业投资者群体和Reddit上国内散户投资者的反叛将仔细倾听美国证券交易委员会主席对如何监管这些金融活动的看法。”更好的市场。</blockquote>As volatility soared in January, retail broker Robinhood curbed buying in GameStop and other stocks because it could not provide the cash its clearinghouse, the Depository Trust &amp; Clearing Corp (DTCC), required to guarantee those trades during the two days it takes them to settle.<blockquote>随着1月份波动性飙升，零售经纪商Robinhood限制了游戏驿站和其他股票的购买，因为它无法提供其清算所Depository Trust&amp;Clearing Corp(DTCC)所需的现金，以在交易结束的两天内为这些交易提供担保。</blockquote>Gensler has directed SEC staff to draft a proposal on expediting the settlement process to reduce system risks, according to his testimony.<blockquote>根据Gensler的证词，他已指示SEC工作人员起草一份关于加快结算流程以降低系统风险的提案。</blockquote>The heads of the DTCC and the Financial Industry Regulatory Authority, which oversees brokers, will testify alongside Gensler.<blockquote>DTCC和负责监管经纪人的金融业监管局的负责人将与Gensler一起作证。</blockquote>Gensler’s promises to Congress spell disruption for Wall Street. The SEC is also cracking down on special purpose acquisition company or“SPAC” mergers, and drafting new climate change risk disclosure rules, issues Gensler is also likely to be grilled on.<blockquote>詹斯勒对国会的承诺意味着华尔街的混乱。SEC还在打击特殊目的收购公司或“SPAC”合并，并起草新的气候变化风险披露规则，Gensler也可能受到盘问。</blockquote>“We wouldn’t be surprised to see members use the opportunity to press their interest for and against climate change regulatory changes, for revisions to family office rules, and more,” said Ty Gellasch, head of Washington-based Healthy Markets.<blockquote>总部位于华盛顿的Healthy Markets主管泰·盖拉施(Ty Gellasch)表示：“如果会员利用这个机会表达他们对气候变化监管变革、修改家族理财室规则等的兴趣，我们不会感到惊讶。”</blockquote>“They could fill seven hearings with Chair Gensler’s to-do list.”<blockquote>“他们可以用詹斯勒主席的待办事项清单填满七场听证会。”</blockquote>\n<div class=\"bt-text\">\n\n\n 来源：<a href=\"https://www.reuters.com/business/us-sec-chief-plans-scrutinize-short-sellers-rein-gamification-following-gamestop-2021-05-05/\">Reuters</a>\n为提升您的阅读体验，我们对本页面进行了排版优化\n\n\n</div>\n</article>\n</div>\n</body>\n</html>\n","type":0,"thumbnail":"https://static.tigerbbs.com/39a199af535042dfebd27ef56f398707","relate_stocks":{"GME":"游戏驿站"},"source_url":"https://www.reuters.com/business/us-sec-chief-plans-scrutinize-short-sellers-rein-gamification-following-gamestop-2021-05-05/","is_english":true,"share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","article_id":"1166400085","content_text":"The U.S. securities regulator is considering measures to require big investors to disclose more about short positions, or bets that stocks will fall, use of derivatives to bet on other stock moves and to protect small investors from trading apps that use features common to video games in order to boost risky trading activity.The review of rules by the Securities and Exchange Commission (SEC) was prompted by January's GameStop(GME.N)saga and the meltdown of Archegos Capital, its new chair plans to tell lawmakers.Gary Gensler, sworn in last month as chair of the top markets watchdog, will testify before the House of Representatives Financial Services Committee on Thursday.Democrats are pressuring him to take a tough stance on Wall Street after Gamestop’s fierce rally in January, fed by bullish posts on Reddit, and the March implosion of New Yorkinvestment fund Archegos.\"Whenever there are major market events, it's a good idea to consider what risks they might have placed on the entire financial system,\" Gensler will tell lawmakers, according to prepared testimony published by the committee on Wednesday.SEC staff are working on potential measures, Gensler will say, including greater disclosure of \"short-selling,\" a strategy hedge funds and other big investors use to bet a stock will fall; increasing transparency around securities lending, which underpins short-selling; and new reporting rules for the \"total return\" equity swaps that felled Archegos, a family office.In addition, Gensler has asked staff to draft a request for public input into how trading apps entice retail customers using game-like features such as points, rewards, bonuses, and competitions, according to his testimony.\"We need to ensure investors using apps with these types of features continue to be appropriately protected,\" he will say.Gensler did not elaborate on the timing for any potential regulatory proposals, which typically must go through a lengthy rule-making process including public feedback.Shares of GameStop soared in January after retail investors congregating on Reddit and trading on low-cost brokerage platforms bought shares in the video game retailer, causing big losses for hedge funds that had shorted the stock.That episode was followed in March by the collapse of Archegos, whose soured media stock bets left the fund and banks that financed its trades nursing roughly $10 billion in losses.\"The professional investor community on Wall Street and Reddit rebellion of retail investors at home will be carefully listening to what the SEC chairman has to say about his thinking on how these financial activities are regulated,\" said Dennis Kelleher, chief executive of Washington-based Better Markets.As volatility soared in January, retail broker Robinhood curbed buying in GameStop and other stocks because it could not provide the cash its clearinghouse, the Depository Trust & Clearing Corp (DTCC), required to guarantee those trades during the two days it takes them to settle.Gensler has directed SEC staff to draft a proposal on expediting the settlement process to reduce system risks, according to his testimony.The heads of the DTCC and the Financial Industry Regulatory Authority, which oversees brokers, will testify alongside Gensler.Gensler’s promises to Congress spell disruption for Wall Street. The SEC is also cracking down on special purpose acquisition company or“SPAC” mergers, and drafting new climate change risk disclosure rules, issues Gensler is also likely to be grilled on.“We wouldn’t be surprised to see members use the opportunity to press their interest for and against climate change regulatory changes, for revisions to family office rules, and more,” said Ty Gellasch, head of Washington-based Healthy Markets.“They could fill seven hearings with Chair Gensler’s to-do list.”","news_type":1,"symbols_score_info":{"GME":0.9}},"isVote":1,"tweetType":1,"viewCount":1803,"commentLimit":10,"likeStatus":false,"favoriteStatus":false,"reportStatus":false,"symbols":[],"verified":2,"subType":0,"readableState":1,"langContent":"EN","currentLanguage":"EN","warmUpFlag":false,"orderFlag":false,"shareable":true,"causeOfNotShareable":"","featuresForAnalytics":[],"commentAndTweetFlag":false,"andRepostAutoSelectedFlag":false,"upFlag":false,"length":16,"xxTargetLangEnum":"ORIG"},"commentList":[],"hasMoreComment":false,"orderType":2}