美国证券交易委员会对摩根大通罚款1.25亿美元_老虎社区_美港股上老虎

美国证券交易委员会对摩根大通罚款1.25亿美元

央视新闻客户端2021-12-18

当地时间17日，美国证券交易委员会(SEC)宣布对投资银行摩根大通(J.P. Morgan Chase)旗下的摩根大通证券有限责任公司(J.P. Morgan Securities)处以1.25亿美元的罚款，因为其员工通过使用其他消息服务渠道讨论业务，未能履行《证券交易法》中的记录和报告要求。美国证券交易委员会表示，摩根大通证券至少在2018年1月至2020年11月期间出现了“大范围的长期失误”...

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每天都赚几百
·2021-12-19
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jhanwei
·2021-12-18
[微笑]
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·2021-12-18
啊
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Johnm
·2021-12-18
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