交通银行洛阳支行被罚35万，涉融资贸易背景审查不尽职

蓝鲸财经09-24 18:36

蓝鲸新闻9月24日讯，近日，洛阳金融监管分局发布行政处罚决定书，剑指交通银行股份有限公司洛阳英才支行及相关责任人。　　罚单显示，交通银行股份有限公司洛阳英才支行的主要违法违规行为是：客户融资贸易背景审查不尽职。　　针对上述违法行为，洛阳金融监管分局对交通银行股份有限公司洛阳英才支行罚款35万元；对刘振伟（时任交通银行股份有限公司洛阳英才支行行长）警告；对陈任颖（时任交通银行股份有限公司洛阳英才支行...

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