券商据报加强新账户审查、收紧融资融券及期权交易评估

格隆汇08-10 09:03

据彭博，国内券商正加强新账户审查，收紧融资融券及期权交易相关评估。知情人士称，包括中信证券和东方财富在内的数家机构，近日对寻求杠杆或衍生品交易的客户提高合规要求。相关措施包括在批准开通融资融券或期权账户前，更严格地核查财务状况、交易经验和风险承受能力。针对过去6个月内新开立账户的投资者，还有频繁收到追加保证金通知的投资者，数家券商将限制他们的进一步举借。

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