中证协：证券公司不得将客户超额收益直接作为债券投资顾问业务人员的业绩考核指标

格隆汇08-07

中国证券业协会发布《证券公司债券投资顾问业务管理规则》，设置6个月过渡期，将于2027年2月5日起正式施行。其中提出，证券公司应当建立科学合理的薪酬绩效考核制度，重点考核债券投资顾问业务人员的合规展业和客户满意度等，并应将因债券投资顾问业务人员未勤勉、审慎出具投资建议给客户造成重大风险和客户投诉的情形纳入债券投资顾问业务人员的考核管理，不得将客户超额收益直接作为债券投资顾问业务人员的业绩考核指标。

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