胜利证券有限公司因违反监管规定遭香港证监会谴责及罚款170万港元并暂时吊销其负责人员的牌照

第一财经07-24

香港证监会谴责胜利证券有限公司并处以罚款170万港元，原因是该公司在处理某客户帐户时违反监管规定。香港证监会亦暂时吊销胜利证券有限公司的负责人员兼核心职能主管赵子良（男）的牌照，为期三个月，由2026年7月22日起至2026年10月21日止。（文章来源：第一财经）

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