澳洲监管机构拟对汇丰处以3500万澳元罚款指其未尽责防范欺诈

环球市场播报06-18

　　澳大利亚证券和投资委员会（ASIC）发布声明称，汇丰承认在保护客户免受欺诈方面存在严重不足，导致客户蒙受损失。

　　ASIC将请求联邦法院认定汇丰违反法律，并处以3500万澳元罚款。

　　汇丰承认，2023年5月至2024年5月期间，该行未能对内部转账系统设置充分管控，并且在调查相关案件方面出现重大延误。

　　在ASIC调查之后，汇丰设立了大规模赔偿计划。

　　汇丰迄今已支付约2150万澳元的赔偿金。

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澳洲监管机构拟对汇丰处以3500万澳元罚款 指其未尽责防范欺诈

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澳洲监管机构拟对汇丰处以3500万澳元罚款指其未尽责防范欺诈