涉基金销售线上留痕缺失等违规，建设银行绍兴分行收警示函

财中社05-21 16:26

　　5月21日，根据浙江证监局发布的公告，建设银行（601939）绍兴分行因多项违规行为被出具警示函。

　　经查，建设银行绍兴分行具体违规行为包括：通过互联网等非现场方式开展基金销售业务留痕不完善；对个别认购期基金实施特别的考核激励；辖属分支机构个别从业人员未取得基金从业资格。

（文章来源：财中社）

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