因从业期间守法合规意识不强，中信证券一营业部员工收监管警示函

北京商报04-17

北京商报讯（记者刘宇阳）4月17日，浙江证监局发布公告表示，经查，韩炜在中信证券杭州庆春东路证券营业部从业期间，守法合规意识不强，违反了《证券基金经营机构董事、监事、高级管理人员及从业人员监督管理办法》规定，决定对其采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。（文章来源：北京商报）

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