常州金融监管分局对招商银行股份有限公司常州分行作出行政处罚

证券之星04-10

2026年04月10日，常州金融监管分局发布行政处罚信息公开表，内容如下：招商银行股份有限公司常州分行流动资金贷款贷后管理不到位，作出罚款35万元的行政处罚决定。王柯（招商银行股份有限公司常州分行零售信贷团队总经理）对上述违规行为负有责任，作出警告的行政处罚决定。招商银行股份有限公司常州武进支行贴现业务贸易背景审核不严，作出罚款35万元的行政处罚决定。陈莺（时任招商银行股份有限公司常州武进支行行长）对上述违规行为负有责任，作出警告的行政处罚决定。

序号	当事人名称	行政处罚决定书文号	主要违法违规行为	行政处罚内容	作出决定机关
1	招商银行股份有限公司常州分行	常金罚决字〔2026〕3号	流动资金贷款贷后管理不到位	罚款35万元	常州金融监管分局
2	王柯（招商银行股份有限公司常州分行零售信贷团队总经理）	常金罚决字〔2026〕5号	流动资金贷款贷后管理不到位	警告	常州金融监管分局
3	招商银行股份有限公司常州武进支行	常金罚决字〔2026〕4号	贴现业务贸易背景审核不严	罚款35万元	常州金融监管分局
4	陈莺（时任招商银行股份有限公司常州武进支行行长）	常金罚决字〔2026〕6号	贴现业务贸易背景审核不严	警告	常州金融监管分局

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width=\"189\"><p><span><font face=\"黑体\">当事人名称</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"128\"><p><span><font face=\"黑体\">行政处罚决定书文号</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"177\"><p><span><font face=\"黑体\">主要违法违规行为</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"118\"><p><span><font face=\"黑体\">行政处罚内容</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"105\"><p><span><font face=\"黑体\">作出决定机关</font></span><span><o:p></o:p></span></p></td></tr><tr><td valign=\"center\" width=\"37\"><p><span><font face=\"仿宋_GB2312\">1</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"189\"><p><span><font face=\"仿宋_GB2312\">招商银行股份有限公司常州分行</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"128\"><p><span><font face=\"仿宋_GB2312\">常金罚决字〔</font><font face=\"仿宋_GB2312\">2026〕3号</font></span><span><o:p></o:p></span></p></td><td rowspan=\"2\" valign=\"center\" width=\"177\"><p><span><font face=\"仿宋_GB2312\">流动资金贷款贷后管理不到位</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"118\"><p><span><font face=\"仿宋_GB2312\">罚款</font><font face=\"仿宋_GB2312\">35万元</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"105\"><p><span><font face=\"仿宋_GB2312\">常州金融监管分局</font></span><span><o:p></o:p></span></p></td></tr><tr><td valign=\"center\" width=\"37\"><p><span><font face=\"仿宋_GB2312\">2</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"189\"><p><span><font face=\"仿宋_GB2312\">王柯（招商银行股份有限公司常州分行零售信贷团队总经理）</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"128\"><p><span><font face=\"仿宋_GB2312\">常金</font></span><span><font face=\"仿宋_GB2312\">罚决字〔</font><font face=\"仿宋_GB2312\">2026〕5号</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"118\"><p><span><font face=\"仿宋_GB2312\">警告</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"105\"><p><span><font face=\"仿宋_GB2312\">常州金融监管分局</font></span><span><o:p></o:p></span></p></td></tr><tr><td valign=\"center\" width=\"37\"><p><span><font face=\"仿宋_GB2312\">3</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"189\"><p><span><font face=\"仿宋_GB2312\">招商银行股份有限公司常州武进支行</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"128\"><p><span><font face=\"仿宋_GB2312\">常金</font></span><span><font face=\"仿宋_GB2312\">罚决字〔</font><font face=\"仿宋_GB2312\">2026〕4号</font></span><span><o:p></o:p></span></p></td><td rowspan=\"2\" valign=\"center\" width=\"177\"><p><span><font face=\"仿宋_GB2312\">贴现业务贸易背景审核不严</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"118\"><p><span><font face=\"仿宋_GB2312\">罚款</font><font face=\"仿宋_GB2312\">35万元</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"105\"><p><span><font face=\"仿宋_GB2312\">常州金融监管分局</font></span><span><o:p></o:p></span></p></td></tr><tr><td valign=\"center\" width=\"37\"><p><span><font face=\"仿宋_GB2312\">4</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"189\"><p><span><font face=\"仿宋_GB2312\">陈莺（时任招商银行股份有限公司常州武进支行行长）</font> </span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"128\"><p><span><font face=\"仿宋_GB2312\">常金</font></span><span><font face=\"仿宋_GB2312\">罚决字〔</font><font face=\"仿宋_GB2312\">2026〕6号</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"118\"><p><span><font face=\"仿宋_GB2312\">警告</font></span><span><o:p></o:p></span></p></td><td valign=\"center\" width=\"105\"><p><span><font face=\"仿宋_GB2312\">常州金融监管分局</font></span><span><o:p></o:p></span></p></td></tr></table></div></div></body></html>","source":"stockstar","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" 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href=https://bank.stockstar.com/IG2026041000027824.shtml><strong>证券之星</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>2026年04月10日，常州金融监管分局发布行政处罚信息公开表，内容如下：招商银行股份有限公司常州分行流动资金贷款贷后管理不到位，作出罚款35万元的行政处罚决定。王柯（招商银行股份有限公司常州分行零售信贷团队总经理）对上述违规行为负有责任，作出警告的行政处罚决定。招商银行股份有限公司常州武进支行贴现业务贸易背景审核不严，作出罚款35万元的行政处罚决定。陈莺（时任招商银行股份有限公司常州武进支行行长...</p>\n\n<a href=\"https://bank.stockstar.com/IG2026041000027824.shtml\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"LU1979443071.USD","symbol_name":"AB CHINA A SHARES EQUITY PORTFOLIO \"AD\" (USDHDG) 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