读创315|中国银行罚单收到手软，涉信用卡业务等多项违法违规，行长亲任首席合规官

深圳商报·读创03-21

3月20日，青海金融监管局行政处罚信息公开表显示，中国银行青海省分行因信用卡业务管理不到位被处罚款55万元。同时，马宁育（时任中国银行青海省分行风险管理部总经理）因信用卡业务管理不到位，被处罚款5.5万元；杨峰伟（时任中国银行青海省分行信用卡部总经理）因信用卡业务管理不到位，被给予警告。　　此外，中国银行股份有限公司青海省分行西宁城中支行因银行承兑汇票业务不规范，被处罚款30万元。史露...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

精彩评论

我们需要你的真知灼见来填补这片空白

发表看法

{"i18n":{"language":"zh_CN"},"isChannel":false,"data":{"share":"https://www.laohu8.com/m/news/2621628937?lang=zh_CN&edition=full","thumbnail":"","is_english":false,"pubTime":"2026-03-21 16:43","share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","id":"2621628937","market":"sh","top_or_hot":-1,"title":"读创315|中国银行罚单收到手软，涉信用卡业务等多项违法违规，行长亲任首席合规官","media":"深圳商报·读创","content":"<div>\n<p>3月20日，青海金融监管局行政处罚信息公开表显示，中国银行青海省分行因信用卡业务管理不到位被处罚款55万元 。同时，马宁育（时任中国银行青海省分行风险管理部总经理）因信用卡业务管理不到位 ，被处罚款5.5万元 ；杨峰伟（时任中国银行青海省分行信用卡部总经理）因信用卡业务管理不到位 ，被给予警告 。 　　此外，中国银行股份有限公司青海省分行西宁城中支行因银行承兑汇票业务不规范，被处罚款30万元。史露...</p>\n\n<a href=\"http://finance.eastmoney.com/a/202603213679602965.html\">网页链接</a>\n\n</div>\n","source":"stock_eastmoney","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>读创315|中国银行罚单收到手软，涉信用卡业务等多项违法违规，行长亲任首席合规官</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n读创315|中国银行罚单收到手软，涉信用卡业务等多项违法违规，行长亲任首席合规官\n</h2>\n\n<h4 class=\"meta\">\n\n\n2026-03-21 16:43 北京时间&nbsp;&nbsp;&nbsp;<a href=http://finance.eastmoney.com/a/202603213679602965.html><strong>深圳商报·读创</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>3月20日，青海金融监管局行政处罚信息公开表显示，中国银行青海省分行因信用卡业务管理不到位被处罚款55万元 。同时，马宁育（时任中国银行青海省分行风险管理部总经理）因信用卡业务管理不到位 ，被处罚款5.5万元 ；杨峰伟（时任中国银行青海省分行信用卡部总经理）因信用卡业务管理不到位 ，被给予警告 。 　　此外，中国银行股份有限公司青海省分行西宁城中支行因银行承兑汇票业务不规范，被处罚款30万元。史露...</p>\n\n<a href=\"http://finance.eastmoney.com/a/202603213679602965.html\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"BK0183","symbol_name":"MSCI概念","start_time":0,"source_url":"http://finance.eastmoney.com/a/202603213679602965.html","article_id":"2621628937","we_media_id":null,"thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=2621628937","pubTimestamp":1774082580,"columns":[],"sourceInfo":{"source_id":"stock_eastmoney","name":"东方财富"},"weMediaInfo":null,"summary":"3月20日，青海金融监管局行政处罚信息公开表显示，中国银行青海省分行因信用卡业务管理不到位被处罚款55万元。同时，马宁育（时任中国银行青海省分行风险管理部总经理）因信用卡业务管理不到位，被处罚款5.5万元；杨峰伟（时任中国银行青海省分行信用卡部总经理）因信用卡业务管理不到位，被给予警告。此外，中国银行股份有限公司青海省分行西宁城中支行因银行承兑汇票业务不规范，被处罚款30万元。","collect":0,"end_time":0,"defaultTopTitle":"eastmoney.com","property":[],"viewcount":null,"language":"zh","relate_stocks":{"601988":"中国银行","BK0183":"MSCI概念","BK0188":"融资融券","LU0293314216.USD":"ALLIANZ GEM EQUITY HIGH DIVIDEND \"A\" (USD) ACC","LU0072462343.USD":"贝莱德亚洲巨龙基金","LU0651947912.USD":"BGF EMERGING MARKETS EQUITY INCOME \"A5G\" (USD) INC","LU1282651048.USD":"ALLIANZ GEM EQUITY HIGH DIVIDEND \"AMG\" (USD) INC","LU1497734951.SGD":"Eastspring Investments - Asian Low Volatility Equity Fund ASDM SGD-H","BK0012":"证金概念","LU0348805143.USD":"ALLIANZ ENHANCED ALL CHINA EQUITY \"A\" (USD) INC","BK0015":"沪股通50","LU1515016050.SGD":"Blackrock Emerging Markets Equity Income A6 SGD-H","BK0028":"国家队","SG9999006597.SGD":"United China-India Dynamic Growth SGD","LU1634259391.SGD":"Eastspring Investments - Asian Low Volatility Equity Fund AS SGD","IE00BWDBJ730.SGD":"Legg Mason QS - MV Asia Pacific ex Japan Equity Growth and Income A Mdis SGD-H Plus","LU1497733557.USD":"EASTSPRING INV ASIAN LOW VOLATILITY EQUITY FUND \"A\" (USD) INC A","LU2097828557.USD":"AZ EQUITY CHINA \"A\" (USD) ACC","BK1560":"内银股","IE00BQJZWZ67.USD":"FRANKLIN MV ASIA PACIFIC EX JAPAN EQUITY GROWTH AND INCOME \"A\" (USD) INC (M) PLUS","LU2097828631.EUR":"AZ EQUITY CHINA \"A\" (EUR) ACC","LU1048588211.SGD":"Blackrock Asian Dragon A2 SGD-H","LU2097828714.EUR":"AZ EQUITY CHINA \"BAZ\" (EUR) ACC","LU2097828805.USD":"AZ EQUITY CHINA \"A-AZ\" (USD) ACC","03143":"华夏香港银行股","LU1497733631.SGD":"Eastspring Investments - Asian Low Volatility Equity Fund ASDM SGD","LU1282651121.HKD":"ALLIANZ GEM EQUITY HIGH DIVIDEND \"AMG\" (HKD) INC","LU1224444064.USD":"ALLIANZ GEM EQUITY HIGH DIVIDEND \"AM\" (USDHDG) INC","SG9999001093.SGD":"United Greater China Fund A Acc SGD","BK0278":"货币金融","LU0307460666.USD":"EASTSPRING INVESTMENTS CHINA EQUITY \"A\" ACC","LU2097828474.EUR":"AZ EQUITY CHINA \"A\" (EUR) ACC A","IE00B19Z5X02.USD":"Legg Mason QS - MV Asia Pacific ex Japan Equity Growth and Income A Acc USD","BK1231":"综合性银行","BK1521":"挪威政府全球养老基金持仓","LU0588546209.SGD":"Eastspring Investments - China Equity Fund AS SGD","LU1634259557.SGD":"Eastspring Investments - Asian Low Volatility Equity Fund AS SGD-H","LU1051769294.HKD":"BGF EMERGING MARKETS EQUITY INCOME \"A6\"(HKDHDG) INC","LU0651946864.USD":"贝莱德新兴市场股票收益A2","03988":"中国银行","LU1522347837.USD":"EASTSPRING INV ASIAN LOW VOLATILITY EQUITY FUND \"A\" (USD) ACC A","LU1051768304.USD":"贝莱德新兴市场股票收益A6"},"translate_title":"Reading 315 | Bank of China received soft fines, involving credit card business and many other violations of laws and regulations, and the president personally served as the chief compliance officer","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{"601988":1.5,"03143":0.6,"03988":1.5},"content_text":"3月20日，青海金融监管局行政处罚信息公开表显示，中国银行青海省分行因信用卡业务管理不到位被处罚款55万元 。同时，马宁育（时任中国银行青海省分行风险管理部总经理）因信用卡业务管理不到位 ，被处罚款5.5万元 ；杨峰伟（时任中国银行青海省分行信用卡部总经理）因信用卡业务管理不到位 ，被给予警告 。 　　此外，中国银行股份有限公司青海省分行西宁城中支行因银行承兑汇票业务不规范，被处罚款30万元。史露（时任中国银行股份有限公司青海省分行西宁城中支行行长）被处罚款5.5万元。　　据深圳商报读创财经不完全统计，2026年以来至今，涉及中国银行及其分支机构的罚单有27张，罚没金额合计近1300万元，其中有2张罚单的处罚金额超过百万元，另有5张罚单的处罚金额超过60万元。　　另据统计，2025年中国银行及其分支机构累计被罚没超1.4亿元，其中百万级大额罚单共计9张。　　2025年10月31日，国家金融监督管理总局披露的行政处罚信息公示列表显示，对中国银行罚款9790万元。同时，对陈梓、刘伶俐、张惠娟、何春耕、余荣刚警告并罚款合计30万元，涉及的主要违法违规行为包括相关公司治理、贷款、同业、票据、资产质量、不良资产处置等业务管理不审慎。　　2025年9月17日，中国银行深圳市分行因贷款业务、黄金租赁业务、票据业务管理不到位，报表数据管理不审慎，被深圳金融监管局罚款295万元。相关责任人黄以诚被警告并处罚款6万元，黄俊被警告并处罚款5万元，王立宇、吴昊、林志刚罚款5万元。　　深圳商报读创财经查询发现，在黑猫投诉平台，共有15169条投诉中包含搜索词“中国银行”，涉及到信用卡、贷款等方方面面的业务。　　2026年2月13日，中国银行公告，由行长张辉兼任首席合规官。这是中行首次设立首席合规官职位，且由总行行长亲自兼任，被业内认为“高配”，反映出中行对合规内控的重视。（文章来源：深圳商报·读创）","kind":"news","is_publish_news":true,"is_publish_highlight":false,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"-1","news_tag":"policyRegulatory","news_rank":0,"isVideo":false,"video":null,"symbols":[],"gpt_button":1,"need_auth":false,"need_login_tip":false,"code":"91000000","status":"200"},"commentList":[],"isCommentEnd":true,"newsSizeData":{"likeSize":0,"commentSize":0,"repostSize":0,"favoriteSize":0,"likeStatus":false,"favoriteStatus":false},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"tenantId":"TBCN","deviceId":"web-server-community-laohu8-v3","version":"4.42.0","shortVersion":"4.42.0","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"href":"/m/news/2621628937","isCrawlerRequest":true}