因3项违法行为，金融街证券被罚141.2万元

齐鲁晚报03-11

近日，中国人民银行内蒙古自治区分行发布行政处罚决定信息公示表（蒙银罚决字〔2026〕2号）。金融街证券（1476.HK）因未按规定制定、完善反洗钱内部控制制度规范；未按照规定开展客户尽职调查；未按照规定报告可疑交易等行为，被中国人民银行内蒙古自治区分行警告，罚款人民币141.2万元。金融街证券（1476.HK）成立于1992年，是经中国证监会批准的综合性、全牌照证券公司，于2015年在香港上市，...

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