红塔证券一营业部因合规人管理员从事客户服务遭警示函

财中社10-11

10月11日，根据重庆证监局发布的公告，红塔证券（601236）重庆南坪证券营业部因合规管理人员从事客户服务活动，被采取出具警示函措施。海量资讯、精准解读，尽在新浪财经APP

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