科创成长层改革推进券商系统升级及风险揭示书签署有序展开

DoNews2025-07-16

围绕科创成长层的建设，相关工作正全面展开。券商方面根据上交所配套业务规则，正加紧部署系统升级，并上线科创板成长层股票交易相关服务功能。已有超过20家券商申请权限正待上线，部分头部券商如国泰海通证券已在7月15日晚间上线相关服务，中信证券等则正在加紧推进。国金证券表示，已开通科创板权限的客户可通过其APP签署风险揭示书后参与交易；未开通权限的投资者则需先开通权限并签署文件。多家券商表示，7月15日起...

网页链接

免责声明：本文观点仅代表作者个人观点，不构成本平台的投资建议，本平台不对文章信息准确性、完整性和及时性做出任何保证，亦不对因使用或信赖文章信息引发的任何损失承担责任。

精彩评论

我们需要你的真知灼见来填补这片空白

发表看法

{"i18n":{"language":"zh_CN"},"isChannel":false,"data":{"share":"https://www.laohu8.com/m/news/2551119280?lang=zh_CN&edition=full","thumbnail":"","is_english":false,"pubTime":"2025-07-16 11:13","share_image_url":"https://static.laohu8.com/9a95c1376e76363c1401fee7d3717173","id":"2551119280","market":"sh","top_or_hot":-1,"title":"科创成长层改革推进 券商系统升级及风险揭示书签署有序展开","media":"DoNews","content":"<div>\n<p>围绕科创成长层的建设，相关工作正全面展开。券商方面根据上交所配套业务规则，正加紧部署系统升级，并上线科创板成长层股票交易相关服务功能。已有超过20家券商申请权限正待上线，部分头部券商如国泰海通证券已在7月15日晚间上线相关服务，中信证券等则正在加紧推进。国金证券表示，已开通科创板权限的客户可通过其APP签署风险揭示书后参与交易；未开通权限的投资者则需先开通权限并签署文件。多家券商表示，7月15日起...</p>\n\n<a href=\"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN2025071611164495444cb2&s=b\">网页链接</a>\n\n</div>\n","source":"tencent","html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>科创成长层改革推进 券商系统升级及风险揭示书签署有序展开</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 11px; color: #7E829C; margin: 0;line-height: 11px;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\n科创成长层改革推进 券商系统升级及风险揭示书签署有序展开\n</h2>\n\n<h4 class=\"meta\">\n\n\n2025-07-16 11:13 北京时间&nbsp;&nbsp;&nbsp;<a href=http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN2025071611164495444cb2&s=b><strong>DoNews</strong></a>\n\n\n</h4>\n\n</header>\n<article>\n<div>\n<p>围绕科创成长层的建设，相关工作正全面展开。券商方面根据上交所配套业务规则，正加紧部署系统升级，并上线科创板成长层股票交易相关服务功能。已有超过20家券商申请权限正待上线，部分头部券商如国泰海通证券已在7月15日晚间上线相关服务，中信证券等则正在加紧推进。国金证券表示，已开通科创板权限的客户可通过其APP签署风险揭示书后参与交易；未开通权限的投资者则需先开通权限并签署文件。多家券商表示，7月15日起...</p>\n\n<a href=\"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN2025071611164495444cb2&s=b\">网页链接</a>\n\n</div>\n\n\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"688197","symbol_name":"首药控股","start_time":0,"source_url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN2025071611164495444cb2&s=b","article_id":"2551119280","we_media_id":null,"thumbnails":[],"rights":{"source":"tencent","url":"http://gu.qq.com/resources/shy/news/detail-v2/index.html#/?id=nesSN2025071611164495444cb2&s=b","rn_cache_url":null,"customStyle":"body{padding-top:10px;}#news_title{font-weight:bold;#titleStyle#;}#news_description span{font-size:12px;#descriptionStyle#;}.footer-note{#statement#}","selectors":".mod-LoadTzbdNews, body","filters":".relate-stock, .hot-list, .recom-box, .wx-sou","directOrigin":true},"url":"https://stock-news.laohu8.com/highlight/detail?id=2551119280","pubTimestamp":1752635582,"columns":[],"sourceInfo":{"source_id":"tencent","name":"腾讯"},"weMediaInfo":null,"summary":"上交所方面正组织风险揭示书签署工作，并修订相关指南，新增《科创板科创成长层企业股票投资风险揭示书必备条款》，明确未盈利企业存在的各类投资风险。上交所下发通知要求券商完善适当性管理工作，包括完成风险揭示书签署及系统准备，给予投资者充分阅读时间，并通过多种渠道开展投资者教育。上交所将持续督促券商并开展监督检查。7月14日，上交所举办专题培训会，120家券商330余名相关负责人参会。","collect":0,"end_time":0,"defaultTopTitle":"qq.com","property":[],"viewcount":null,"language":"zh","relate_stocks":{"688165":"埃夫特","688176":"亚虹医药","688192":"迪哲医药","688197":"首药控股","688220":"翱捷科技","688221":"前沿生物","688256":"寒武纪","688266":"泽璟制药","688277":"天智航","688280":"精进电动","688302":"海创药业","688316":"青云科技","688322":"奥比中光","688327":"云从科技","688343":"云天励飞","688373":"盟科药业","688382":"益方生物","688387":"信科移动","688443":"智翔金泰","688469":"芯联集成","688512":"慧智微","688515":"裕太微","688538":"和辉光电","688549":"中巨芯","688561":"奇安信","688702":"盛科通信","01877":"君实生物","02402":"亿华通","06160":"百济神州","09969":"诺诚健华","ONC":"百济神州","BK0239":"医药制造","000690.SH":"科创成长"},"translate_title":"The reform of the science and technology innovation growth layer promotes the upgrading of the securities firm system and the signing of risk disclosure statements in an orderly manner","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{"688165":0.9,"688176":0.9,"688192":0.9,"688197":0.9,"688220":0.9,"688221":0.9,"688256":0.9,"688266":0.9,"688277":0.9,"688280":0.9,"688302":0.9,"688316":0.9,"688322":0.9,"688327":0.9,"688343":0.9,"688373":0.9,"688382":0.9,"688387":0.9,"688443":0.9,"688469":0.9,"688512":0.9,"688515":0.9,"688538":0.9,"688549":0.9,"688561":0.9,"688702":0.9,"09969":0.9,"06160":0.9,"ONC":0.9,"000690.SH":1,"02402":0.9,"01877":0.9},"content_text":"围绕科创成长层的建设，相关工作正全面展开。券商方面根据上交所配套业务规则，正加紧部署系统升级，并上线科创板成长层股票交易相关服务功能。已有超过20家券商申请权限正待上线，部分头部券商如国泰海通证券已在7月15日晚间上线相关服务，中信证券等则正在加紧推进。国金证券表示，已开通科创板权限的客户可通过其APP签署风险揭示书后参与交易；未开通权限的投资者则需先开通权限并签署文件。多家券商表示，7月15日起投资者可在APP端在线申请权限并获取相关服务，但具体上线时间不一。具备“50万元资产＋2年经验”资质的投资者可参与交易。券商认为，科创成长层的设立将带来新的业务增量，但也对专业服务能力与风险把控提出更高要求。多数券商表示将坚决落实科创板“1+6”改革要求，夯实融资端、投资端及交易端工作，加强投资者教育，落实适当性管理。上交所方面正组织风险揭示书签署工作，并修订相关指南，新增《科创板科创成长层企业股票投资风险揭示书必备条款》，明确未盈利企业存在的各类投资风险。普通投资者首次开通科创板权限需签署《科创板股票投资者风险揭示书》，若参与科创成长层股票交易还需签署《科创成长层风险揭示书》。存量普通投资者也需签署后方可参与。上交所下发通知要求券商完善适当性管理工作，包括完成风险揭示书签署及系统准备，给予投资者充分阅读时间，并通过多种渠道开展投资者教育。上交所将持续督促券商并开展监督检查。7月14日，上交所举办专题培训会，120家券商330余名相关负责人参会。会议解读了改革思路，讲解了适当性管理、业务技术准备等内容，并答疑相关问题。中国结算公司亦推进相关工作，要求券商自9月22日起对已签署风险揭示书的普通投资者和专业投资者证券账户标注为C类；未签署的新增投资者标注为K类。存量投资者将于9月19日统一标注为K类。在上市公司方面，改革未设未盈利企业额外门槛，32家存量未盈利企业将自动进入科创成长层，新注册未盈利企业上市即进入。上述32家企业包括泽璟制药、君实生物、前沿生物、青云科技、和辉光电、精进电动、百济神州、迪哲医药、迈威生物、翱捷科技、亚虹医药、首药控股、海创药业、云从科技、益方生物、奥比中光、盟科药业、诺诚健华、信科移动、星环科技、裕太微、云天励飞、天智航、奇安信、寒武纪、亿华通、埃夫特、慧智微、芯联集成、智翔金泰、盛科通信、中巨芯。随着各项举措逐步落实，科创成长层对资本市场格局的影响、对科技企业发展的支持作用，以及对投资者带来的机遇与挑战，市场将持续关注。","kind":"news","is_publish_news":true,"is_publish_highlight":false,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"0","news_tag":"","news_rank":0,"symbols":[],"gpt_button":1,"need_auth":false,"code":"91000000","status":"200"},"commentList":[],"isCommentEnd":true,"newsSizeData":{"likeSize":0,"commentSize":0,"repostSize":0,"favoriteSize":0,"likeStatus":false,"favoriteStatus":false},"APP":{"userAgent":"Mozilla/5.0 AppleWebKit/537.36 (KHTML, like Gecko; compatible; ClaudeBot/1.0; +claudebot@anthropic.com)","isDev":false,"isTTM":false,"tenantId":"TBCN","deviceId":"web-server-community-laohu8-v3","version":"4.36.2","shortVersion":"4.36.2","platform":"web","vendor":"web","appName":"laohu8","isIOS":false,"isAndroid":false,"isTiger":false,"isTHS":false,"isWeiXin":false,"isWeiXinMini":false,"isWeiBo":false,"isQQ":false,"isBaiduSwan":false,"isBaiduBox":false,"isDingTalk":false,"isToutiao":false,"isOnePlus":false,"isHuaWei":false,"isXiaomi":false,"isXiaomiWebView":false,"isOppo":false,"isVivo":false,"isSamsung":false,"isMobile":false},"href":"/m/news/2551119280","isCrawlerRequest":true}

科创成长层改革推进 券商系统升级及风险揭示书签署有序展开

精彩评论

科创成长层改革推进券商系统升级及风险揭示书签署有序展开