高盛因未能妥善报告数十亿笔交易被罚款

环球市场播报2025-05-14

美国华尔街投行高盛集团（Goldman Sachs）将支付 145 万美元民事罚款，以了结美国监管机构关于其未能准确报告数十亿笔股市交易数据的指控。　　美国金融业监管局（FINRA）周二在一份同意令中表示，高盛的编码错误导致其向 CAT 中央存储库（帮助监管机构监控市场的系统）错误报告了 366 亿笔交易数据。　　FINRA 还指出，2021 年 10 月至 11 月，一起技术故障导致高盛错误...

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