两融业务迎严监管，券商通过修改合同“补漏”

银柿财经2025-04-28

近日，广西证监局对光大证券南宁金浦路证券营业部出具了警示函，起因是该营业部存在多项违规行为，其中包括“在开展融资融券业务过程中为客户‘绕标套现’提供便利”。此前，因为对“绕标套现”管控力度不足，银河证券被北京证监局责令改正。自2024年以来，针对券商两融业务的监管力度明显加大，包括上述光大证券营业部、银河证券在内，近10家券商陆续被查出存在违规行为。梳理券商年报发现，在券商开展两融业务时，除了违规...

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