申万宏源收深交所监管函，涉海诺尔IPO项目，此前因保荐业务多次被警示

读创客户端2025-04-19

4月18日，深交所公告3份自律监管措施决定，剑指海诺尔环保产业股份有限公司（简称：海诺尔）IPO项目。深交所对项目保荐人申万宏源证券承销保荐有限责任公司及项目保荐代表人秦明正、王鹏，采取约见谈话自律监管措施的决定。深交所监管函表示：申万宏源及两名保代在执业过程中未予以充分关注并审慎核查，发表的核查意见不准确。此外，还存在核查底稿归集不完整、核查证据材料获取不充分等问题。深交所上市审核中心决定对...

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