上海金融监管局连开十张罚单，涉星展银行、恒丰银行等4家机构-证券之星

21世纪经济报道2025-02-24

21世纪经济报道记者杨梦雪上海报道2月24日，国家金融监督管理总局上海监管局开出十张罚单，涉及上海青浦惠金村镇银行股份有限公司、恒丰银行股份有限公司上海分行、星展银行（中国）有限公司、菲亚特克莱斯勒汽车金融有限公司4家机构，机构罚款金额合计610万元。10张罚单中7张涉及恒丰银行及相关责任人。罚单内容显示，恒丰银行上海分行因固定资产贷款发放不审慎、未按规定进行贷款资金支付管理与控制、贷款管理...

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上海报道2月24日，国家金融监督管理总局上海监管局开出十张罚单，涉及上海青浦惠金村镇银行股份有限公司、恒丰银行股份有限公司上海分行、星展银行（中国）有限公司、菲亚特克莱斯勒汽车金融有限公司4家机构，机构罚款金额合计610万元。10张罚单中7张涉及恒丰银行及相关责任人。罚单内容显示，恒丰银行上海分行因固定资产贷款发放不审慎、未按规定进行贷款资金支付管理与控制、贷款管理严重违反审慎经营规则、同业业务严重违反审慎经营规则、未及时下调非信贷资产风险分类，被罚款370万元。恒丰银行6位相关责任人被警告或罚款。其中，时任恒丰银行上海外滩支行行长王云非因贷款管理严重违反审慎经营规则被警告，时任上海分行零售金融部总经理助理石堃因贷款管理严重违反审慎经营规则被警告，时任上海分行授信管理部总经理助理卜家彦因固定资产贷款发放不审慎被警告并罚款5万元，时任上海分行个贷业务一部客户经理陈涛因贷款管理严重违反审慎经营规则被警告，上海分行直属业务三部总经理助理（主持工作）汪运昌因同业业务严重违反审慎经营规则、未及时下调非信贷资产风险分类被警告并罚款5万元，时任上海分行浦东业务总部临时牵头负责人、浦东业务总部总经理牛古朋因贷款管理严重违反审慎经营规则被警告。此外，上海青浦惠金村镇银行、星展银行两家银行因违规接罚单。其中，上海青浦惠金村镇银行因业务流程管控不严、重组贷款在观察期内分类不准确等，被上海金融监管局责令改正并处罚款100万元。星展银行因薪酬延期支付对象未完全覆盖法规要求范围、向未取得相应资质的企业进行融资、流动资金贷款需求测算不审慎、同业存款业务超期限，被罚款140万元。另有一家汽车金融公司总经理被罚款并警告。罚单内容显示，时任原菲亚特克莱斯勒汽车金融有限公司总经理Brian Philip 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