韩国：9间投行涉1.56亿美元非法沽空交易

阿斯达克财经05-06

韩国金融监督院(FSS)表示，至今已发现9间投资银行涉及2,112亿韩圜(约1.56亿美元)的非法沽空交易，该9间银行在沽空164只股票时违反法规，另外亦正在继续调查其他5间银行。
FSS称，9间银行当中有两间已经被当局作出处罚，并因涉嫌违反国家资本市场法而被移交检察官进行进一步调查，目前当局正评估对其余7间银行的罚则。

于去年12月当局对法巴及汇控(00005.HK) 的无货沽空(naked short-selling)交易处以罚款，并起诉汇丰香港子公司及三名交易员。(mn/cy)(港股报价延迟最少十五分钟。沽空资料截至 2024-05-03 16:25。)

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