上海证监局连开罚单：天风证券员工违规使用营业部冠名自媒体账号，线上展业合规风险凸显

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近期，上海证监局新近连发两罚单，涉及天风证券上海龙华中路营业部和员工王秀详。根据罚单表述，营业部员工王秀详在任职期间，未经公司审批，注册使用冠营业部名称的自媒体账号，且在该自媒体账号发布的相关证券佣金收取标准的信息存在不当内容。上海证监局认为，上述问题反映出该营业部从业人员管理机制不健全、对自媒体账号注册使用的管理不到位，决定对该营业部采取出具警示函的行政监管措施。近年来线上营销获客策略越来越被...

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